David Wallace

David Joined the LSB in August 2021. He holds responsibility for monitoring registered firms compliance with the LSB’s Standards and Codes, and managing day-to day relationships with firms, providing support and guidance where needed to ensure they adhere to the Standards and deliver the best outcomes for their customers.

David has gained over 40 years experience in financial services, including 10 years in sales and five years with LAUTRO/PIA before taking up Approved Person roles in IFA Networks. For the past 15 years he has worked as a regulatory consultant in the Consumer Credit, Investment and Mortgage sectors, supporting regulatory oversight and change functions. 

Registering with the LSB signals a commitment to deliver the highest standards of customer treatment.

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